Regulator index
Regulators and their public registers
The supervisors behind the licences in our coverage, with links to each regulator’s website and register so you can check a licence at the source.
Coverage: Futures, options and derivatives providers
- Regulators
- 101
- With licence holders on file
- 101
- With a register search link
- 98
- Licence records
- 447
All regulators
Sorted by licence holders in our coverage
| Regulator | Est. | Licence holders | Links |
|---|---|---|---|
| FCA Financial Conduct Authority | 2013 | 3228 active | Website ↗Register ↗ |
| CYSEC Cyprus Securities and Exchange Commission | 2001 | 2928 active | Website ↗Register ↗ |
| SFC Securities and Futures Commission | 1989 | 2929 active | Website ↗Register ↗ |
| ASIC Australian Securities and Investments Commission | 1998 | 2218 active | Website ↗Register ↗ |
| FinCEN Financial Crimes Enforcement Network (FinCEN) | 1990 | 2211 active | Website ↗Register ↗ |
| MAS Monetary Authority of Singapore | 1971 | 1817 active | Website ↗Register ↗ |
| ICDX Indonesia Commodity & Derivatives Exchange | 2009 | 1513 active | Website ↗Register ↗ |
| BAPPEBTI Commodity Futures Trading Regulatory Agency of Indonesia (BAPPEBTI) | 2005 | 1414 active | Website ↗Register ↗ |
| NFA National Futures Association | 1981 | 139 active | Website ↗Register ↗ |
| SEC U.S. Securities and Exchange Commission | 1934 | 1313 active | Website ↗Register ↗ |
| FSA Financial Services Agency | 2000 | 1111 active | Website ↗Register ↗ |
| FINTRAC Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) | 2000 | 94 active | Website ↗Register ↗ |
| FSC Financial Services Commission, Mauritius | 2001 | 87 active | Website ↗Register ↗ |
| FSCA Financial Sector Conduct Authority | 2018 | 87 active | Website ↗Register ↗ |
| FSA Financial Services Authority Seychelles | 2013 | 77 active | Website ↗Register ↗ |
| AMF Autorité des marchés financiers | 2003 | 66 active | Website ↗Register ↗ |
| AUSTRAC Australian Transaction Reports and Analysis Centre | 2006 | 65 active | Website ↗Register ↗ |
| SCB Securities Commission of The Bahamas | 1995 | 66 active | Website ↗Register ↗ |
| VFSC Vanuatu Financial Services Commission | 1998 | 65 active | Website ↗Register ↗ |
| CGSE The Chinese Gold and Silver Exchange Society | 1910 | 53 active | Website ↗Register ↗ |
| FCA Financial Conduct Authority (UK) | 1997 | 53 active | Website ↗Register ↗ |
| FMA Financial Markets Authority | 2011 | 55 active | Website ↗Register ↗ |
| MFSA Malta Financial Services Authority | 2002 | 55 active | Website ↗Register ↗ |
| CONSOB Commissione Nazionale per le Società e la Borsa | 1974 | 44 active | Website ↗Register ↗ |
| FINRA Financial Industry Regulatory Authority | 2007 | 44 active | Website ↗Register ↗ |
| GFSC Gibraltar Financial Services Commission | 2007 | 41 active | Website ↗Register ↗ |
| MTR Estonian Financial Intelligence Unit (MTR register) | 1992 | 44 active | Website ↗Register ↗ |
| NYSDFS New York State Department of Financial Services | 2011 | 44 active | Website ↗Register ↗ |
| SEC U.S. Securities and Exchange Commission | 1934 | 44 active | Website ↗Register ↗ |
| SEC Securities and Exchange Commission, Thailand | 1992 | 44 active | Website ↗Register ↗ |
| VARA Virtual Assets Regulatory Authority | 2022 | 44 active | Website ↗Register ↗ |
| AFSA Astana Financial Services Authority | 2018 | 33 active | Website ↗Register ↗ |
| BaFin Bundesanstalt für Finanzdienstleistungsaufsicht | 2002 | 32 active | Website ↗Register ↗ |
| CBI Central Bank of Ireland | 1943 | 33 active | Website ↗Register ↗ |
| CFTC U.S. Commodity Futures Trading Commission | 1974 | 33 active | Website ↗Register ↗ |
| FIU-IND Financial Intelligence Unit – India | 2004 | 33 active | Website ↗Register ↗ |
| IIROC Investment Industry Regulatory Organization of Canada | 2008 | 33 active | Website ↗Register ↗ |
| OAM Organismo Agenti e Mediatori | 2012 | 33 active | Website ↗Register ↗ |
| SEC Securities and Exchange Commission | 1936 | 33 active | Website ↗Register ↗ |
| BAPPEBTI Badan Pengawas Perdagangan Berjangka Komoditi | 1999 | 22 active | Website ↗Register ↗ |
Regulator names, websites and register links come from an imported dataset and have not been checked one-by-one. Where the source gave only a Chinese name, the English name comes from our reviewed glossary or an editor’s translation.